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Compliance Advisory Officer

Overview

At Texas Capital Bank, we are driven by a single-minded and unwavering mission: to serve business and the individuals who run them. We use a consultative approach and innovative technologies to develop new ideas that give the bank and our clients a competitive advantage. We partner with our customers to push the boundaries of what’s possible—together.          

Headquartered in Dallas, Texas Capital Bank has offices in Austin, Fort Worth, Houston, Richardson, Plano and San Antonio, and we serve clients in a variety of industries from coast-to-coast.

 

We are on the Forbes Best Banks in America list, and were named a top place to work by The Dallas Morning NewsHouston Chronicle and San Antonio Express-News. For further information, please visit us at www.texascapitalbank.com.

 

The Compliance Advisory Officer provides business lines with expert regulatory advice.

Responsibilities

  • Develop and manage strong working relationships with business units.
  • Assist with Compliance Risk Assessments of business units and programs
  • Provide expert regulatory advice, challenge and oversight on compliance matters to business units
  • Provide reporting/escalation on compliance programs and risks to Corporate Compliance Management
  • Work with Compliance Assurances on action plans designed to address regulatory findings and track timely remediation of regulatory issues
  • Advise business units on options for remediating regulatory compliance issues identified through self-assessments, compliance monitoring, compliance control testing, internal audits and regulatory examinations.
  • Assist with Third Party Vendor Risk Assessments on compliance related items
  • Serve as compliance representative and advisor for assigned new business initiative and special projects
  • Provide status reports on assigned initiatives and special projects
  • Collaborate across Texas Capital Bank Compliance to synthesize and communicate a comprehensive view of regulatory risk to lines of businesses
  • Provide weekly status report of all activities to Manager- Compliance Advisory Services
  • Stay current on the regulatory environment and expectations through discussions with peers, seminars, webinars, roundtables, bankers associations, etc.
  • Perform other duties as assigned by Corporate Compliance Management and/or Compliance Advisory Services Manager

Qualifications

  • Bachelor’s degree in Finance, Accounting or Business preferred; or equivalent years of experience
  • Specific knowledge of risk management, bank operations, products and services, or regulation
  • Certification or experience in audit, risk or compliance preferred
  • Strong communication and collaboration skills
  • Ability to multi-task in a fast paced environment
  • Extremely detail oriented and comfortable working both independently and in team settings
  • Problem solving skills as well as flexibility and adaptability
  • Ability to write reports and create presentations for executive management and external stakeholders
  • Ability to be influential and establish positive working relationships across the organization
  • Strong Microsoft application knowledge.  Excel, Word, Access, and Outlook
  • Must be able to work at a computer for extended periods of time
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